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FINRA (formerly NASD) Securities Licensing Exams

Keir Educational Resources and PassPerfect® Associates have partnered in order to provide the best possible study materials for securities licensing exams.

Our self-study materials meet the high standards you have come to expect from Keir Educational Resources. Materials for each course are written by experienced professionals who are recognized experts in the securities industry. All study materials are written in user-friendly terms to provide professionals the tools necessary to pass their exams.

  • Clear outlines guide you through the daunting volume of information covered by the examination.
  • Graphics are frequently used because a graphic representation of a concept visually conveys different information than is provided by written word.
  • Testing your understanding of course material at the end of each section in the textbook, followed by thorough explanations of the correct test responses, immediately indicates any learning deficits so they can be addressed, and understanding will build from lesson to lesson.
  • Using computer CDs and online programs as study aids not only provide for review of terms and facts, but they also increase your readiness to sit for the exam, by creating testing scenarios.


Series 6 Online Review Demo
Series 7 Online Review Demo
Series 63 Online Review Demo

Registered Representative Exams

Series 6 Registered Investment Company Products / Variable Contracts

Series 7 General Securities

Series 11 Assistant Representative/Order Processing

Series 55 Equity Trader/Limited Representative

State Licensing Exams

Series 63 Uniform Securities Agent State Law

Series 65 Uniform Investment Adviser Law

Series 66 Registered Agent and Investment Adviser

Managers/Principals

Series 4 Registered Options Principal

Series 9/10 General Securities Sales Supervisor

Series 24 General Securities Principal

Series 26 Investment Company Products/Variable Contracts Principal

Series 27 Financial and Operations Principal

Series 51 Municipal Fund Securities

Series 53 Municipal Securities

PassPerfect® materials are © EFFE Corp. 2008
 FINRA (formerly NASD)
Series 4
Series 6
Series 7
Series 9-10
Series 11
Series 24
Series 26
Series 27
Series 51
Series 53
Series 55
Series 63
Series 65
Series 66
Live Class Locations and Dates
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Topic List for CFP® Certification Examination Copyright © 2005-2006, Certified Financial Planner Board of Standards, Inc. All rights reserved. Used with permission.

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP (with flame logo)®, which it awards to individuals who successfully complete initial and ongoing requirements. “Keir Educational Resources is a Review Course Provider for the CFP® Certification Examination administered by Certified Financial Planner Board of Standards, Inc. CFP Board does not endorse any review course nor receive any financial remunerations from Review Course Providers.”