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Home > FINRA > Series 66 - Registered Agent and Investment Adviser

FINRA (formerly NASD) - Series 66: Registered Agent and Investment Adviser

The Series 66 license is designed to qualify candidates as both securities agents and investment adviser representatives.

The Series 66 exam does require a co-requisite of the Series 7 license, which needs to be successfully completed in addition to the Series 66 exam before a candidate can register with a state.

To obtain your Series 66 license you should plan to spend 50 to 70 hours in preparation. The Series 66 exam is administered in 2½ hours with 100 multiple choice questions.

Series 66 Study Material

Begin here with your Series 66 Training

About the Series 66 Examination

Series 66 FAQ (Frequently Asked Questions)

Series 66 Study Tips

Series 66 Recommendations

Helpful Learning Tools:

Series 66 Class Locations and Dates

About Smart 66® on the Web Guarantee


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guide lines Series 66 Study Material
guide lines Begin here with your Series 66 Training
guide lines About Series 66 Exam
guide lines Series 66 FAQ
guide lines Series 66 Study Tips
guide lines Series 66 Recommendations
guide lines FREE Study Schedule
guide lines FREE Indicator Sheet
guide lines FREE Series 66 Pie Chart
guide lines Series 66 Class Locations
guide lines About Smart 66® on the Web Guarantee
Live Class Locations and Dates
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Topic List for CFP® Certification Examination Copyright © 2005-2006, Certified Financial Planner Board of Standards, Inc. All rights reserved. Used with permission.

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