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FINRA (formerly NASD) - Series 7: Training for the Series 7 Examination

The Examination for Series 7 License qualifies a candidate to sell all securities products, including corporate securities, municipal securities, options, direct participation programs, investment company products, and variable contracts.

When taking the Series 7 examination plan to spend 6 hours at the testing center. The Series 7 exam is broken in to two 3 - hour segments of 125 questions each with a one hour break between segments. Both segments cover all subject areas from your Series 7 training material in a randomized manner. You will not have an opportunity to review your first 3 – hour segment after returning for the second half of the Series 7 exam.

Series 7 Requirements

  • No Prerequisite
  • 70% or better passing score on the exam
  • Some states require sponsorship (U-4 or U-10)
  • Finger printing is required (through your local police department)

To obtain your Series 7 license you should plan to spend 110 hours for the text and 44 hours for the Final Examinations. By utilizing our Series 7 online programs, Series 7 live training classes, and self study training materials Keir can help you prepare for the Series 7 test.

Series 7 Study Material

About the Series 7 Examination

Series 7 FAQ (Frequently Asked Questions)

Series 7 Study Tips

Series 7 Recommendations

Helpful Learning Tools:

Series 7 Class Locations and Dates

Getting Started with Series 7

Series 7 Guarantee

Do you need: Series 63, Series 65 or Series 66?

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Topic List for CFP® Certification Examination Copyright © 2005-2006, Certified Financial Planner Board of Standards, Inc. All rights reserved. Used with permission.

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP (with flame logo)®, which it awards to individuals who successfully complete initial and ongoing requirements. “Keir Educational Resources is a Review Course Provider for the CFP® Certification Examination administered by Certified Financial Planner Board of Standards, Inc. CFP Board does not endorse any review course nor receive any financial remunerations from Review Course Providers.”